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Legal & Compliance

Conducting Officer Legal & Compliance

11-month fixed contract (maternity leave coverage), Full-time position

Who we are and what we do:

Klarphos is a Luxembourg-headquartered authorized AIFM specialized in customized portfolio solutions and advisory services for institutional clients. Klarphos offers asset management solutions for a wide selection of asset classes, with a particular expertise in Alternative Investments. We provide top tier investment management services such as analysis for strategic asset allocation, ALM optimization and more.

What’s in it for you:

  • Manage the in-house legal & compliance function
  • Friendly and flexible working environment with international and experienced colleagues
  • Competitive compensation package that complements your experience

Your key responsibilities:

  • Lead the legal, compliance and AML function of the AIFM and act as RC of the AIFM and the fund(s)
  • Perform and oversee compliance controls on the activity of the AIFM according to Compliance Monitoring Plan
  • Monitor and update policies and procedures of the AIFM
  • Identify and assess the compliance risk of the AIFM including AML/CFT risk as well as applicable laws and regulations
  • Prepare external regulatory reporting to the CSSF and AED, as well as compliance reports to the Board and Senior Management of the AIFM
  • Draft and review fund legal documents, agreements, corporate resolutions
  • Legal monitoring and impact assessment of new laws and regulations on the AIFM and the fund(s)
  • Supporting company-wide projects with legal and regulatory advice
  • Act as contact person towards the regulators

Your background:

  • Minimum 8 years’ of relevant experience in the fund industry (preferably in a management company/ AIFM), prior CSSF approval as Conducting Officer for Compliance and AML would be a plus
  • Proven ability to develop and implement compliance programs, policies, and procedures
  • Degree in law, business law, or equivalent.
  • Excellent knowledge of the laws and regulations relevant to the funds industry (especially AIFM and AML/CFT related)
  • Very good skills in English (written and spoken), knowledge of German or French would be a plus

We are waiting for your CV at careers@klarphos.com

Apply for this position
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All applications will be treated confidentially. Klarphos is an equal opportunities employer.